Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Brady is a financial advisor with over 17 years of experience in the financial services industry. Matthew is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with them since July 2024. Before that, Matthew worked at Citigroup Global Markets Inc., Wells Fargo Clearing Services, LLC, and Barclays Capital Inc. Matthew holds a variety of licenses including Series 7, 9, 10, 24, 63, and 66. Matthew is a financial advisor with experience in providing investment advice to individuals, businesses, and institutions. Matthew's specialties include Portfolio Management, Investment Management, and Retirement Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/09/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
09/13/2022 - 07/25/2024
CITI PRIVATE ALTERNATIVES, LLC (San Francisco CA)
CA
09/13/2022 - 07/25/2024
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/30/2017 - 09/07/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
09/22/2008 - 02/18/2011
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
07/27/2004 - 09/22/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
MN
09/16/2002 - 07/07/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
CA
07/28/2000 - 08/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 04/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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