Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Edward Baca is a financial advisor with over 10 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC and is active in 51 states. He is a Series 6 and SIE licensed professional. Matthew has also previously worked for Quasar Distributors, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/02/2015 - Present
Foreside Fund Services, LLC (Los Angeles CA)
ME
01/12/2012 - 12/31/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
10/21/2010 - 03/15/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
BC
Issued 11/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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