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Matthew E Westley

First Trust Advisors LP

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About Matthew E Westley

Matthew Westley is a financial advisor who has been working in the industry since August 2000. Currently, Matthew Westley is registered with First Trust Advisors LP. In the past, Matthew Westley was also registered with INCAPIITAL INSURANCE SERVICES, LLC, INCAPIITAL LLC, WELLS FARGO ADVISORS, LLC, and CITIGROUP GLOBAL MARKETS INC. Matthew Westley holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. Matthew Westley's specializations include: Retirement planning, College savings plans, Estate planning, Annuities, Mutual funds, and ETFs.

Firm Information

Matthew Westley is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Matthew Westley’s Registration & Firm History

IL

04/29/2014 - Present

First Trust Advisors LP (WHEATON IL)

FL

07/09/2012 - 05/01/2014

INCAPITAL INSURANCE SERVICES, LLC (BOCA RATON FL)

FL

05/17/2012 - 05/01/2014

INCAPITAL LLC (BOCA RATON FL)

IL

08/22/2008 - 05/17/2012

WELLS FARGO ADVISORS, LLC (CHICAGO IL)

IL

08/11/2000 - 09/08/2008

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/21/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/15/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 08/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew E Westley.
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