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Matthew E Neff

Fifth Third Securities, Inc.

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About Matthew E Neff

Matthew Neff is a registered representative with Fifth Third Securities, Inc. in Evansville, Indiana. Matthew has been working in the financial services industry since March 7, 2010. Matthew offers a variety of financial services including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Matthew is also a registered investment advisor representative.

Firm Information

Matthew Neff is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

20 NW THIRD ST

EVANSVILLE, IN 47708

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Neff’s Registration & Firm History

IN

02/03/2021 - Present

Fifth Third Securities, Inc. (EVANSVILLE IN)

IN

10/18/2010 - 02/25/2011

FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)

IN

06/21/2007 - 08/02/2010

THE HUNTINGTON INVESTMENT COMPANY (INDIANAPOLIS IN)

OH

12/21/2005 - 06/20/2007

ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)

NY

03/15/2005 - 01/09/2006

IFMG SECURITIES, INC. (PURCHASE NY)

TX

12/21/1999 - 08/26/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

08/24/1999 - 02/24/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 2/3/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 4/13/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/29/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/29/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/8/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2020

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 8/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew E Neff.
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