Unclaimed
Matthew Neff is an investment advisor representative at Fifth Third Securities, Inc. with over 20 years of experience in the financial services industry. Matthew has a wide range of experience in securities and investment advisory services, including investment management for individuals and businesses. Matthew has held various positions at reputable firms including Charles Schwab, Dean Witter Reynolds, and Huntington Investment. Matthew is a licensed representative in Indiana and is registered to offer securities and investment advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
02/03/2021 - Present
Fifth Third Securities, Inc. (EVANSVILLE IN)
IN
10/18/2010 - 02/25/2011
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IN
06/21/2007 - 08/02/2010
THE HUNTINGTON INVESTMENT COMPANY (INDIANAPOLIS IN)
OH
12/21/2005 - 06/20/2007
ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)
NY
03/15/2005 - 01/09/2006
IFMG SECURITIES, INC. (PURCHASE NY)
TX
12/21/1999 - 08/26/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/24/1999 - 02/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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