Unclaimed
Matthew Hood is a financial advisor with SPC. Matthew has been in the financial industry since 2003 and has experience with various firms, including Brooklight Place Securities, Inc. and Chase Investment Services Corp. Matthew has a variety of designations and certifications, including Series 6, Series 63, Series 65, and SIE. Matthew specializes in a variety of areas, including financial planning, portfolio management, and pension consulting. Matthew also provides consultation services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
OH
01/02/2018 - Present
SPC (BATAVIA OH)
OH
08/17/2009 - 12/31/2017
BROOKLIGHT PLACE SECURITIES, INC. (BATAVIA OH)
OH
01/13/2009 - 08/03/2009
WOODBURY FINANCIAL SERVICES, INC. (BATAVIA OH)
OH
05/23/2006 - 02/05/2009
CHASE INVESTMENT SERVICES CORP. (BATAVIA OH)
OH
07/06/2005 - 01/18/2006
CHASE INVESTMENT SERVICES CORP. (CINCINNATI OH)
IL
03/05/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 04/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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