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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Vaughan is a registered investment advisor representative with Capital Investment Advisory Services, LLC. Matthew has been in the financial industry since 2006 and holds licenses for Series 66, Series 63, Series 26, Series 7 and SIE exams. Matthew previously worked at The Strategic Financial Alliance, Inc. and Woodbury Financial Services, Inc. Matthew is licensed in Alabama, Georgia, New Jersey, North Carolina, Ohio, Virginia and West Virginia. Capital Investment Advisory Services, LLC is a firm that provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/04/2020 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
10/30/2015 - 09/04/2020
THE STRATEGIC FINANCIAL ALLIANCE, INC. (GOLDSBORO NC)
NC
03/25/2015 - 11/04/2015
WOODBURY FINANCIAL SERVICES, INC. (GOLDSBORO NC)
NC
06/13/2006 - 03/18/2015
CAPITAL INVESTMENT BROKERAGE, INC. (RALEIGH NC)
NC
06/13/2006 - 03/18/2015
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
BOTH
Issued 06/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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