Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Doyle O'Connor is a financial professional with over 12 years of experience in the industry. Matthew has a broad range of experience having worked for Tullett Prebon Financial Services LLC and currently works for TP Icap Global Markets Americas LLC. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and holds several securities licenses, including Series 3, 7, 55, 57TO and SIE. Matthew holds Series 63 licensing as well. Matthew is registered in eleven states: California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/30/2023 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
NY
09/06/2010 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 05/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/24/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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