Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew McWilliams is a financial advisor at Wells Fargo Clearing Services, LLC, with over 20 years of experience in the industry. Matthew has been registered with the firm since 2013 and is licensed in multiple states including Georgia, Texas, Alabama, Arkansas, California, Colorado, Florida, Indiana, Kentucky, Minnesota, Mississippi, Montana, North Carolina, South Carolina, Tennessee, and Texas. Matthew holds licenses for Series 6, 7, 24, 26, 63, and 66 exams. Matthew has a previous employment history at Westport Financial Services, L.L.C. and UBS Global Asset Management (US) Inc. He is a Registered Representative and Investment Advisor Representative and provides financial planning, investment consulting services to institutional clients, pension consulting, and selection of other advisers services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
10/06/2021 - Present
Wells Fargo Clearing Services, LLC (FORT OGLETHORPE GA)
CT
05/11/2004 - 12/31/2007
WESTPORT FINANCIAL SERVICES, L.L.C. (DANBURY CT)
NY
01/31/2002 - 04/06/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NC
01/21/1998 - 12/31/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 10/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/01/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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