Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Douglas Graham is a financial advisor with over 20 years of experience in the industry. Matthew is currently registered with First Trust Advisors LP and is licensed to offer investment advice in Illinois. Previously, Matthew has held positions with STARFN, Nuveen Investments, Liberty Funds Distributor, Inc. and H.J. Meyers & Co., Inc. Matthew specializes in providing portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Matthew holds Series 7, Series 63, and Series 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
11/21/2011 - Present
First Trust Advisors LP (WHEATON IL)
IL
02/22/2002 - 04/16/2002
STARFN (CHICAGO IL)
IL
10/22/1999 - 07/09/2001
NUVEEN INVESTMENTS (CHICAGO IL)
MA
01/07/1999 - 07/02/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
11/10/1997 - 08/10/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 04/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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