Unclaimed
Matthew Dominic Rauseo is a financial advisor with Blackrock Investments, LLC. Matthew is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2011. Matthew has passed a number of professional exams including the Series 3, Series 7, Series 24, and SIE exams. Matthew has worked for a number of firms including AQR Investments, LLC, and ALPS Distributors, Inc. Matthew is licensed to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2019 - Present
Blackrock Investments, LLC (NEW YORK NY)
CT
01/03/2019 - 06/20/2019
AQR INVESTMENTS, LLC (Greenwich CT)
CT
09/03/2015 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
12/15/2010 - 08/26/2015
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2015
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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