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Matthew Dineen Shea

Needham & Company, LLC

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About Matthew Dineen Shea

Matthew Dineen Shea is a financial professional with a background in research and analysis. Matthew has worked in the industry for several years and has a strong understanding of the markets. Matthew is currently registered with Needham & Company, LLC, where he provides investment advice to clients. Prior to joining Needham, Matthew was employed at Piper Sandler & Co., where he gained experience in providing investment research and analysis.

Firm Information

Matthew Shea is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Matthew Shea’s Registration & Firm History

MN

03/25/2022 - Present

Needham & Company, LLC (Minnetonka MN)

MN

09/10/2020 - 03/07/2022

PIPER SANDLER & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2020

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/24/2020

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Dineen Shea. Review regulatory record here.
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