Unclaimed
Matthew Oconnor is a financial professional with over 20 years of experience in the industry. Matthew is currently a registered representative with Deutsche Bank Securities Inc. in Jacksonville, Florida. Matthew has held previous positions with UBS Securities LLC, Citigroup Global Markets Inc., PaineWebber Incorporated, and J.P. Morgan Securities Inc. Matthew holds the Series 7, Series 63, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
04/14/2009 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
06/25/2004 - 04/01/2009
UBS SECURITIES LLC (NEW YORK NY)
NY
09/21/2000 - 07/01/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
04/25/2000 - 09/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/25/1998 - 05/01/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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