Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Dennis Fleming is a financial advisor registered with J.P. Morgan Securities LLC. Matthew Fleming has been in the financial services industry since February 15, 2010. Matthew Fleming is currently licensed to provide investment advice in New Jersey and New York. Matthew Fleming has previously been registered with CHASE INVESTMENT SERVICES CORP., NEWBRIDGE SECURITIES CORPORATION, BROOKSTONE SECURITIES, INC., and MERCER CAPITAL LTD. Matthew Fleming has passed the following exams: Series 63, Series 66, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2021 - Present
J.p. Morgan Securities LLC (STATEN ISLAND NY)
NY
01/11/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NJ
01/20/2010 - 08/10/2010
NEWBRIDGE SECURITIES CORPORATION (MATAWAN NJ)
NY
11/10/2009 - 01/14/2010
BROOKSTONE SECURITIES, INC. (NEW YORK NY)
NY
09/11/2009 - 11/12/2009
MERCER CAPITAL LTD. (NEW YORK NY)
BOTH
Issued 05/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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