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Matthew Denis Mulcahy

Cetera Advisors LLC

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About Matthew Denis Mulcahy

Matthew Denis Mulcahy is a financial advisor with Cetera Advisors LLC. Matthew has been in the industry since 2002 and has experience working with several firms, including FORESIDE FUND SERVICES, LLC, OPPENHEIMERFUNDS DISTRIBUTOR, INC., SELIGMAN ADVISORS, INC., ALLIANCE FUND DISTRIBUTORS, INC., and NEUBERGER BERMAN MANAGEMENT INC.

Firm Information

Matthew Mulcahy is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mulcahy’s Registration & Firm History

CA

07/13/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

NY

04/30/2020 - 10/19/2022

FORESIDE FUND SERVICES, LLC (New York NY)

NY

02/17/2005 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MA

08/07/2002 - 02/10/2005

SELIGMAN ADVISORS, INC. (BOSTON MA)

TN

07/08/2002 - 08/08/2002

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

09/19/2000 - 05/30/2002

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Denis Mulcahy.
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