Unclaimed
Matthew Denis Mulcahy is a financial advisor with Cetera Advisors LLC. Matthew has been in the industry since 2002 and has experience working with several firms, including FORESIDE FUND SERVICES, LLC, OPPENHEIMERFUNDS DISTRIBUTOR, INC., SELIGMAN ADVISORS, INC., ALLIANCE FUND DISTRIBUTORS, INC., and NEUBERGER BERMAN MANAGEMENT INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/13/2023 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
NY
04/30/2020 - 10/19/2022
FORESIDE FUND SERVICES, LLC (New York NY)
NY
02/17/2005 - 05/31/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
08/07/2002 - 02/10/2005
SELIGMAN ADVISORS, INC. (BOSTON MA)
TN
07/08/2002 - 08/08/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
09/19/2000 - 05/30/2002
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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