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Matthew Defrancisco

Pershing LLC

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About Matthew Defrancisco

Matthew Defrancisco is a financial advisor with Pershing LLC. He has been in the financial services industry since 1996 and is registered with both FINRA and the states of New Jersey and New York. Matthew has a wide range of experience and holds several licenses including Series 7, 8, 9, 10, 52TO, and SIE. Matthew has previously worked for TD Ameritrade, Inc. and is a member of several industry organizations.

Firm Information

Matthew Defrancisco is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Defrancisco’s Registration & Firm History

NJ

01/17/2007 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

01/31/1996 - 12/15/2006

TD AMERITRADE, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/16/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Defrancisco.
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