Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Dean Phillips is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. in Storm Lake, Iowa. Matthew has been in the financial industry since 2008 and has experience working at both UBS Financial Services Inc. and Stifel. Matthew is registered to provide investment advice in Iowa and several other states. Matthew holds the Series 7 and Series 66 licenses, as well as the SIE designation. Matthew also serves as the president of the Storm Lake High School Foundation, is involved with the Storm Lake Rotary Club and owns a business selling cornhole sets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (STORM LAKE IA)
IA
06/06/2008 - 10/16/2009
UBS FINANCIAL SERVICES INC. (STORM LAKE IA)
BOTH
Issued 08/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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