Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Battistella is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Bofa Securities, Inc. Matthew has held prior positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, HSBC Securities (USA) Inc., Prescient Securities, LLC, and Credit Suisse First Boston Corporation. Matthew is a Series 3, 7, 10, 24, 52TO, 53, and 63 licensed professional. Matthew holds registrations in all 50 states plus Puerto Rico and the Virgin Islands. Matthew is a specialized professional with expertise in securities research and related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/14/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/11/2002 - 07/08/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
IL
12/19/2000 - 07/03/2002
PRESCIENT SECURITIES, LLC (BOLINGBROOK IL)
NY
09/04/1996 - 05/21/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
01/09/1996 - 07/18/1996
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/14/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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