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Matthew David Stokes

Wells Fargo Securities, LLC

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About Matthew David Stokes

Matthew Stokes is a financial advisor with over 16 years of experience in the financial services industry. Matthew currently works at Wells Fargo Securities, LLC in Charlotte, North Carolina. Previously, Matthew has worked at WELLS FARGO ADVISORS, LLC and AXA ADVISORS, LLC. Matthew is registered with the state of North Carolina and holds the Series 7, 9, 66 and SIE licenses. Matthew Stokes has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Matthew Stokes is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Stokes’s Registration & Firm History

NC

12/01/2011 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

01/30/2007 - 11/02/2011

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

05/23/2006 - 01/19/2007

AXA ADVISORS, LLC (RALEIGH NC)

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Licenses & Designations

BOTH

Issued 06/14/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/29/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew David Stokes.
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