Unclaimed
Matthew David Spradley is an investment advisor representative with Edward Jones. Matthew has been in the financial services industry since 2000. Matthew has passed several professional examinations including the Series 7, Series 63 and Series 66. Matthew holds active registrations with the states of Alabama, Alaska, Arkansas, California, Delaware, Florida, Kansas, Louisiana, Missouri, Montana, New Mexico, Ohio, Oklahoma, Pennsylvania, Tennessee, and Texas. Matthew has been registered with Edward Jones since 2007 and previously worked with Wells Fargo Investments, LLC, BANC ONE SECURITIES CORPORATION, IFMG SECURITIES, INC., and Edward Jones. Matthew's office is located in Deer Park, TX and he is licensed to provide financial services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
08/27/2007 - Present
Edward Jones (DEER PARK TX)
TX
09/11/2006 - 08/21/2007
WELLS FARGO INVESTMENTS, LLC (BURNET TX)
IL
05/09/2003 - 10/19/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
09/24/2001 - 11/08/2002
IFMG SECURITIES, INC. (PURCHASE NY)
MO
02/02/2000 - 07/25/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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