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Matthew David Smith

Vanguard Marketing Corp.

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About Matthew David Smith

Matthew David Smith is a registered representative with Vanguard Marketing Corp. He is licensed to sell securities in 53 states, Puerto Rico, and the Virgin Islands. He is a Series 7TO and Series 63 licensed holder. Matthew has been in the securities industry since May 2021.

Firm Information

Matthew Smith is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Smith’s Registration & Firm History

PA

05/24/2021 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 06/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/05/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew David Smith.
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