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Matthew David Schweigerdt

Axos Clearing LLC

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About Matthew David Schweigerdt

Matthew Schweigerdt is a financial advisor with over 20 years of experience in the industry. Matthew has a strong track record of success and is committed to providing personalized financial advice to his clients. Matthew is currently registered with Axos Clearing LLC. Prior to that, Matthew was registered with E*TRADE SECURITIES LLC, TCADVISORS NETWORK INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and JANUS DISTRIBUTORS LLC. Matthew holds a variety of licenses and certifications, including Series 6, Series 7, Series 26 and Series 63. Matthew is a trusted advisor who is dedicated to helping his clients achieve their financial goals.

Firm Information

Matthew Schweigerdt is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Schweigerdt’s Registration & Firm History

CO

08/13/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

07/30/2019 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

CO

08/18/2017 - 04/09/2018

TCADVISORS NETWORK INC. (CENTENNIAL CO)

CO

10/06/2011 - 02/28/2017

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

04/23/1999 - 10/07/2011

JANUS DISTRIBUTORS LLC (AURORA CO)

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Licenses & Designations

BC

Issued 06/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew David Schweigerdt.
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