Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew David Rutig is a financial advisor with over 25 years of experience in the industry. Matthew has held a variety of positions at firms including OppenheimerFunds Distributor, Inc., Dreyfus Service Corporation, and Jefferies LLC. Matthew is currently registered with Alps Distributors, Inc. He is licensed to provide investment advice in 51 states. Matthew holds the Series 6, 7, 63, and 65 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/05/2013 - Present
Alps Distributors, Inc. (Stamford CT)
CT
06/16/2010 - 08/27/2013
JEFFERIES LLC (STAMFORD CT)
CT
03/26/2008 - 05/12/2009
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CA
02/13/2008 - 03/11/2008
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
04/06/2004 - 03/16/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
02/11/1994 - 03/31/2004
DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 10/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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