Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Roy is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2007. Prior to that, Matthew was employed by Jefferies & Company, Inc. from 2005 to 2007. Matthew holds licenses to conduct business in all 50 states. Matthew holds Series 3, 4, 7, 55, and 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
08/24/2007 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NY
09/30/2005 - 08/17/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 12/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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