Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew O'Brien is a financial advisor registered with Janney Montgomery Scott LLC. Matthew has been in the industry since 2016, and has been registered with the state of Connecticut since 2022. Previously, Matthew worked with Northwestern Mutual Investment Services, LLC and Park Avenue Securities LLC. Matthew has Series 66, SIE, and Series 7 licenses. Matthew specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
04/03/2022 - Present
Janney Montgomery Scott LLC (Mystic CT)
CT
02/18/2021 - 12/22/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
CT
12/12/2018 - 06/19/2019
PARK AVENUE SECURITIES LLC (FARMINGTON CT)
CT
11/01/2016 - 07/05/2018
EDWARD JONES (MANCHESTER CT)
BOTH
Issued 11/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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