Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Nierenberg is a financial professional with over 20 years of experience in the industry. He is currently registered with The Leaders Group, Inc. and has previously been associated with HSBC Securities (USA) Inc., Toyota Financial Services Securities USA Corporation, Metropolitan West Securities, LLC, PIMCO Funds Distributors LLC, and Intra Network Securities, Inc.. Matthew holds Series 7, 63, and 65 licenses and the SIE exam. He is licensed in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/08/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
06/15/2011 - 07/01/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
CA
04/21/2009 - 05/26/2011
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION (TORRANCE CA)
CA
05/21/1999 - 11/14/2007
METROPOLITAN WEST SECURITIES, LLC (LOS ANGELES CA)
NY
10/20/1997 - 11/06/1998
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
CA
03/24/1997 - 08/14/1997
INTRA NETWORK SECURITIES, INC. (RANCHO SANTA FE CA)
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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