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Matthew David Mulliken

Mesirow Financial, Inc.

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About Matthew David Mulliken

Matthew Mulliken is a financial advisor who has been in the industry since 1999. Matthew is currently registered with Mesirow Financial, Inc. in Chicago, IL. Previously, Matthew worked at Vining-Sparks IBG, LLC, ICBA Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., and Salomon Smith Barney Inc. Matthew is a Series 7, Series 63, Series 66, Series 79TO, and SIE licensed professional. Matthew is currently registered in California, Florida, Illinois, Minnesota, New Jersey, New York, Ohio, Oregon, Texas, and Wisconsin.

Firm Information

Matthew Mulliken is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mulliken’s Registration & Firm History

IL

06/21/2022 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

07/21/2008 - 05/20/2022

VINING-SPARKS IBG, LLC (CHICAGO IL)

IL

09/28/2012 - 05/06/2019

ICBA SECURITIES (CHICAGO IL)

IL

05/03/2004 - 07/08/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

NY

04/05/2000 - 03/05/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

08/19/1999 - 04/05/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/04/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew David Mulliken.
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