Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mersman is a financial advisor with UBS Financial Services Inc. based in Cincinnati, Ohio. He has been in the financial services industry since 2017. Matthew has a wide range of experience, having worked with several firms, including Robinhood Financial, LLC and Charles Schwab & Co., Inc. before joining UBS Financial Services Inc. Matthew is registered to provide investment advice in 32 states. His areas of expertise include portfolio management for individuals and businesses, financial planning, and pension consulting. Matthew has a strong commitment to providing exceptional service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
07/07/2022 - Present
UBS Financial Services Inc. (CINCINNATI OH)
CO
09/24/2020 - 06/14/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
11/07/2017 - 08/21/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 06/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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