linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew David Lohan

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew David Lohan

Matthew David Lohan is a financial advisor registered with Scotia Capital (usa) Inc. Matthew has been in the financial industry since 2001. Matthew has a wide range of experience working with investors. Matthew's experience includes time spent at HSBC Securities (USA) Inc. and UBS Securities LLC. Matthew has a broad range of licenses and registrations and is registered in all 50 states and the District of Columbia. Matthew has passed the Series 7, Series 57, SIE, and Series 63 examinations. Matthew holds a Series 66 license.

Firm Information

Matthew Lohan is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Lohan’s Registration & Firm History

NY

07/17/2024 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/14/2004 - 12/08/2023

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

08/20/1999 - 06/27/2003

UBS SECURITIES LLC (NEW YORK NY)

Not sure if Matthew David Lohan is right for you?

Licenses & Designations

BOTH

Issued 02/01/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2017

Series 57 - Securities Trader Exam

BC

Issued 08/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew David Lohan.
Not sure if Matthew David Lohan is right for you?