Unclaimed
Matthew Leighty is a financial advisor who is currently registered with Mizuho Securities USA LLC. Matthew Leighty has been in the securities industry since August 4, 2013. Prior to joining Mizuho Securities USA LLC, Matthew Leighty was employed by DEUTSCHE BANK SECURITIES INC. in New York, New York. Matthew Leighty holds the following licenses: Series 63, SIE, Series 52 and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/14/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/05/2013 - 05/05/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 07/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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