Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lamb is a financial advisor with Alps Distributors, Inc. Matthew has been in the financial industry since December 5, 2014. Matthew has a combined total of 2 state exams and 2 product exams. Matthew is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Matthew was previously employed by Foreside Fund Services, LLC and Fidelity Brokerage Services LLC. Matthew is registered to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2021 - Present
Alps Distributors, Inc. (New York NY)
NY
05/04/2018 - 12/31/2020
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NJ
11/18/2014 - 04/17/2018
FIDELITY BROKERAGE SERVICES LLC (MARLTON NJ)
BOTH
Issued 06/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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