Unclaimed
Matthew Johnson is a financial professional with over 8 years of experience in the securities industry. He is currently registered with UBS Securities LLC, where he has been employed since March 2024. Prior to joining UBS Securities LLC, Matthew was employed at Credit Suisse Securities (USA) LLC for approximately 8 years, holding a registration in both the broker-dealer and investment advisor contexts. Matthew holds a Series 99 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2024 - Present
UBS Securities LLC (NEW YORK NY)
NC
08/27/2015 - 03/12/2024
CREDIT SUISSE SECURITIES (USA) LLC (RESEARCH TRIANGLE PARK NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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