Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew David Friedrichsen is a financial advisor with CWM, LLC. Matthew has been in the financial services industry since 1999. Matthew has a variety of experience with past firms including CETERA ADVISOR NETWORKS LLC, WELLS FARGO CLEARING SERVICES, LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA ADVISORS LLC, DEWAAY FINANCIAL NETWORK, LLC, PRINCOR FINANCIAL SERVICES CORPORATION, INVEST FINANCIAL CORPORATION, and SII INVESTMENTS, INC. Matthew is registered to provide investment advice in Iowa and Texas. Matthew also has a number of professional designations, including Series 4, Series 7, Series 24, Series 52, Series 53, Series 63, Series 66, and Series 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
IA
01/04/2019 - Present
CWM, LLC (West Des Moines IA)
IA
01/07/2019 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (WEST DES MOINES IA)
IA
09/08/2014 - 01/08/2019
WELLS FARGO CLEARING SERVICES, LLC (CLIVE IA)
IA
05/11/2012 - 09/15/2014
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
08/29/2011 - 09/15/2014
CETERA ADVISOR NETWORKS LLC (WEST DES MOINES IA)
IA
08/29/2011 - 09/15/2014
CETERA ADVISORS LLC (WEST DES MOINES IA)
IA
07/05/2007 - 08/22/2011
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
12/17/2003 - 07/02/2007
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
WI
09/25/2002 - 12/06/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
10/18/1999 - 04/11/2002
SII INVESTMENTS, INC. (APPLETON WI)
BOTH
Issued 10/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/12/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Matthew Friedrichsen is the right advisor for you? Invested Better is here to help.
