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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew David Fields is a financial advisor with Robert W. Baird & Co. Inc. He has been in the securities industry since 1999. Matthew Fields is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in 31 states and the District of Columbia. Matthew Fields specializes in providing financial planning services, portfolio management, and investment advice to individuals, corporations, and other businesses. Matthew Fields has a broad range of experience in the financial services industry, including previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Edward Jones, American Express Financial Advisors Inc., and IDS Life Insurance Company. He has a strong understanding of the financial markets and a commitment to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OR
02/01/2017 - Present
Robert W. Baird & Co. Inc. (Lake Oswego OR)
OR
10/23/2009 - 05/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
OR
11/28/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
MO
12/13/1999 - 12/01/2003
EDWARD JONES (ST. LOUIS MO)
MN
10/01/1999 - 12/03/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/01/1999 - 12/03/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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