Unclaimed
Matthew Cain is a financial advisor at Empower Advisory Group, LLC, with over 15 years of experience in the financial services industry. Matthew has been registered as a broker-dealer and investment advisor representative for several years. His expertise covers a variety of areas including financial planning, portfolio management, and educational seminars. Matthew earned his Series 7, Series 63, and Series 6TO licenses, and holds the Chartered Financial Analyst designation. He is dedicated to providing personalized financial guidance and support to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/26/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
11/28/2007 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 03/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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