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Matthew David Brecht

Riversource Distributors, Inc.

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About Matthew David Brecht

Matthew David Brecht is a financial advisor with Riversource Distributors, Inc. in Minneapolis, Minnesota. Matthew has been in the financial industry since 2006 and has a Series 7, Series 63, and SIE license. Matthew is registered in Minnesota. Before joining Riversource Distributors, Inc., Matthew was with ALLIANZ LIFE FINANCIAL SERVICES, LLC and EDWARD JONES.

Firm Information

Matthew Brecht is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Brecht’s Registration & Firm History

MN

11/26/2012 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

10/18/2006 - 10/18/2012

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MO

11/30/2004 - 06/10/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew David Brecht.
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