Unclaimed
Matthew David Abraham is a financial professional with over 25 years of experience in the industry. Currently, Matthew is registered with CTC, LLC, based in Chicago, Illinois, and has been with the firm since August 2006. Prior to joining CTC, LLC, Matthew has held various roles with other firms including CTC XS, LLC, Wolverine Capital Markets LLC, Wolverine Execution Services, LLC, Wolverine Trading, LLC, O'Connor & Company LLC, Rodman & Renshaw Inc., and Dean Witter Reynolds Inc. Matthew has a strong track record of success in the financial services industry, and he is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/23/2006 - Present
CTC, LLC (CHICAGO IL)
IL
08/03/2007 - 12/12/2013
CTC XS, LLC (CHICAGO IL)
IL
02/27/2003 - 07/31/2006
WOLVERINE CAPITAL MARKETS LLC (CHICAGO IL)
IL
02/27/2003 - 07/31/2006
WOLVERINE EXECUTION SERVICES, LLC (CHICAGO IL)
IL
01/30/2003 - 07/31/2006
WOLVERINE TRADING, LLC (CHICAGO IL)
IL
08/18/1999 - 01/17/2003
O'CONNOR & COMPANY LLC (CHICAGO IL)
IL
04/19/1995 - 09/14/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
12/17/1985 - 05/20/1987
DEAN WITTER REYNOLDS INC.
BC
Issued 01/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/03/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/2000
Series 14 - Compliance Officer Examination
BC
Issued 11/24/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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