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Matthew David Abraham

CTC, LLC

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About Matthew David Abraham

Matthew David Abraham is a financial professional with over 25 years of experience in the industry. Currently, Matthew is registered with CTC, LLC, based in Chicago, Illinois, and has been with the firm since August 2006. Prior to joining CTC, LLC, Matthew has held various roles with other firms including CTC XS, LLC, Wolverine Capital Markets LLC, Wolverine Execution Services, LLC, Wolverine Trading, LLC, O'Connor & Company LLC, Rodman & Renshaw Inc., and Dean Witter Reynolds Inc. Matthew has a strong track record of success in the financial services industry, and he is committed to providing his clients with the highest quality of service.

Firm Information

Matthew Abraham is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Abraham’s Registration & Firm History

IL

08/23/2006 - Present

CTC, LLC (CHICAGO IL)

IL

08/03/2007 - 12/12/2013

CTC XS, LLC (CHICAGO IL)

IL

02/27/2003 - 07/31/2006

WOLVERINE CAPITAL MARKETS LLC (CHICAGO IL)

IL

02/27/2003 - 07/31/2006

WOLVERINE EXECUTION SERVICES, LLC (CHICAGO IL)

IL

01/30/2003 - 07/31/2006

WOLVERINE TRADING, LLC (CHICAGO IL)

IL

08/18/1999 - 01/17/2003

O'CONNOR & COMPANY LLC (CHICAGO IL)

IL

04/19/1995 - 09/14/1995

RODMAN & RENSHAW INC. (CHICAGO IL)

NA

12/17/1985 - 05/20/1987

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 01/02/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/03/2000

Series 4 - Registered Options Principal Examination

BC

Issued 02/28/2000

Series 14 - Compliance Officer Examination

BC

Issued 11/24/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/23/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Matthew David Abraham.
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