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Matthew Daniel Hempel

National Financial Services LLC

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About Matthew Daniel Hempel

Matthew Daniel Hempel is a financial advisor with over 20 years of experience in the financial services industry. Matthew has held positions with several well-known firms including Cantor Fitzgerald & Co. and J.P. Morgan Securities. He is currently registered with National Financial Services LLC.

Firm Information

Matthew Hempel is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Hempel’s Registration & Firm History

TX

11/18/2011 - Present

National Financial Services LLC (WESTLAKE TX)

NY

06/29/2009 - 09/22/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/01/2008 - 12/16/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/20/2001 - 06/02/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/24/2000 - 08/21/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

RI

10/17/1996 - 08/25/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Daniel Hempel.
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