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Matthew Dane Frymier

FTP Securities LLC

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About Matthew Dane Frymier

Matthew Dane Frymier is a financial advisor with over 20 years of experience in the industry. He currently works at FTP Securities LLC. Matthew has a strong background in investment banking, securities, and municipal securities. Matthew is registered with the state of California. Matthew previously held positions at Broadhaven Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Bancamerica Securities, Inc. and Putnam Financial Services, Inc.

Firm Information

Matthew Frymier is currently registered with FTP Securities LLC. FTP Securities LLC is a Limited Liability Company that was formed on June 5, 2003. The firm is registered in all 50 states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Frymier’s Registration & Firm History

CA

03/20/2022 - Present

FTP Securities LLC (SAN FRANCISCO CA)

NY

11/16/2020 - 03/07/2022

BROADHAVEN SECURITIES LLC (New York NY)

NY

04/09/2009 - 10/05/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

10/01/1998 - 10/05/2010

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

CA

08/26/1994 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

MA

11/02/1990 - 05/19/1992

PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/21/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 11/16/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/01/2020

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/1998

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1992

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/31/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Dane Frymier.
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