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Matthew Dale McDowell

Northwestern Mutual Investment Services, LLC

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About Matthew Dale McDowell

Matthew McDowell is a financial advisor with Northwestern Mutual Investment Services, LLC. He has been in the industry since 2005 and holds the Series 63, Series 66, Series 7TO, Series 7, Series 9, and Series 10 licenses. Matthew is licensed to sell securities in Wisconsin. Matthew has worked for Northwestern Mutual Investment Services, LLC in the past, and also worked at the same firm in Kansas City, MO.

Firm Information

Matthew McDowell is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew McDowell’s Registration & Firm History

WI

05/01/2019 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

02/02/2010 - 09/26/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MO

09/29/2005 - 02/14/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 06/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/04/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/13/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/25/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/01/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Matthew Dale McDowell. Review regulatory record here.
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