Unclaimed
Matthew Dale Hatley is a financial professional with experience in the financial industry since May 11, 2019. Matthew is currently registered with Citizens JMP Securities, LLC and holds Series 79TO and SIE licenses. Matthew is also registered with the state of California. Prior to joining Citizens JMP Securities, LLC, Matthew was associated with Citizens Capital Markets and MUFG Securities Americas Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/01/2023 - Present
Citizens JMP Securities, LLC (LOS ANGELES CA)
CA
08/26/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
CA
03/15/2019 - 06/28/2022
MUFG SECURITIES AMERICAS INC. (Los Angeles CA)
BC
Issued 04/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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