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Matthew Dale Hatley

Citizens JMP Securities, LLC

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About Matthew Dale Hatley

Matthew Dale Hatley is a financial professional with experience in the financial industry since May 11, 2019. Matthew is currently registered with Citizens JMP Securities, LLC and holds Series 79TO and SIE licenses. Matthew is also registered with the state of California. Prior to joining Citizens JMP Securities, LLC, Matthew was associated with Citizens Capital Markets and MUFG Securities Americas Inc.

Firm Information

Matthew Hatley is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Hatley’s Registration & Firm History

CA

08/01/2023 - Present

Citizens JMP Securities, LLC (LOS ANGELES CA)

CA

08/26/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (LOS ANGELES CA)

CA

03/15/2019 - 06/28/2022

MUFG SECURITIES AMERICAS INC. (Los Angeles CA)

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Licenses & Designations

BC

Issued 04/08/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Dale Hatley.
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