Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew D. Thomas is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew has been in the financial industry since August 1, 2000, working for Charles Schwab & Co., Inc., Vanguard Marketing Corporation and Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew specializes in providing investment advice to individuals, businesses, pension plans, corporations, insurance companies, charitable organizations, and state or municipal government entities. Matthew is registered in 53 states and 2 territories as well as FINRA. The individual advisor has provided his services to over 1,696,500 clients over the course of his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/02/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
TX
05/26/2004 - 12/21/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
PA
05/16/1997 - 09/03/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 07/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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