Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew D. Pimental is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew has been in the financial services industry since March 2006 and is registered to provide investment advice and securities trading in 53 states and 2 U.S. territories. Matthew has passed multiple industry exams including the Series 66, Series 63, Series 10, Series 9, SIE and Series 7 examinations. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Matthew worked at Bank of America Investment Services, Inc. and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAMBRIDGE MA)
MA
03/12/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
03/06/2006 - 02/29/2008
FIDELITY BROKERAGE SERVICES LLC (CAMBRIDGE MA)
BOTH
Issued 05/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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