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Matthew D Johnson

Kestra Investment Services, LLC

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About Matthew D Johnson

Matthew D. Johnson is a financial advisor at Kestra Investment Services, LLC. He has been in the financial services industry since 2001. Matthew has a Series 6, 7, and 24 license. He is currently registered with Kestra Investment Services, LLC and holds a SIE license. He is not currently registered with any state regulators. His previous roles include positions with CETERA ADVISOR NETWORKS LLC, COR CLEARING LLC, and ALLSTATE FINANCIAL SERVICES, LLC.

Firm Information

Matthew Johnson is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Johnson’s Registration & Firm History

TX

03/27/2018 - Present

Kestra Investment Services, LLC (AUSTIN TX)

NE

01/18/2017 - 07/26/2017

CETERA ADVISOR NETWORKS LLC (OMAHA NE)

NE

04/22/2014 - 02/20/2015

COR CLEARING LLC (OMAHA NE)

NE

11/29/2001 - 04/28/2014

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

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Licenses & Designations

BC

Issued 07/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/28/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew D Johnson.
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