Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Chin is a registered representative with Wells Fargo Clearing Services, LLC. Matthew has been in the industry since 1996 and has a broad range of experience serving individual and institutional clients. Matthew's registration is active in New Jersey and he offers investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/29/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
09/01/2011 - 08/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
02/09/2011 - 08/03/2011
AVATAR SECURITIES, LLC (NEW YORK NY)
NJ
06/01/2009 - 06/21/2010
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NJ
11/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MO
10/01/2000 - 11/06/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/21/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CO
06/01/1995 - 11/02/1998
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
NJ
03/01/1995 - 06/01/1995
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
BOTH
Issued 04/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 02/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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