Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Klein is a registered investment advisor with Wells Fargo Clearing Services, LLC. Matthew has been in the financial services industry since March 25, 2015. Matthew is registered as a Broker-Dealer in 53 states and an Investment Advisor in 3 states. Matthew's firm Wells Fargo Clearing Services, LLC is a large firm with over $10 billion - $50 billion in assets under management. The firm has over 5927 clients and offers a variety of investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/03/2019 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
MO
11/30/2016 - 11/05/2018
CETERA INVESTMENT SERVICES LLC (CLAYTON MO)
NE
05/27/2014 - 02/29/2016
TD AMERITRADE, INC. (OMAHA NE)
IA
Issued 04/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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