Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Cox is a financial advisor who has been in the industry since 2004. He is currently registered with Cambridge Investment Research, Inc. and has previously been registered with TRICOR FINANCIAL, LLC and Woodbury Financial Services, Inc.. Matthew holds a Series 6, Series 62, and Series 63 license, as well as the SIE exam. He is currently registered in 20 states, including Arizona, Arkansas, California, Colorado, Florida, Illinois, Louisiana, Maryland, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NV
12/10/2015 - Present
Cambridge Investment Research, Inc. (Las Vegas NV)
NV
02/20/2009 - 12/11/2015
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
NV
03/07/2005 - 02/10/2009
WOODBURY FINANCIAL SERVICES, INC. (LAS VEGAS NV)
MN
03/25/2004 - 08/30/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 07/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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