Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Cox is a financial professional with over 3 years of experience in the securities industry. Matthew is currently registered with Mizuho Securities USA LLC in Houston, Texas. Previously, Matthew was employed by UBS Securities LLC in Houston, Texas. Matthew holds the Series 63, Series 79TO and SIE licenses. Matthew is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/15/2023 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
08/07/2020 - 08/14/2023
UBS SECURITIES LLC (HOUSTON TX)
BC
Issued 05/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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