Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Conroy Fleming is a financial advisor who has been in the industry since 2006. Matthew is currently registered with LPL Financial LLC, and has been registered with Janney Montgomery Scott LLC and Prudential Annuities Distributors, Inc in the past. Matthew holds the Series 6, 7TO, 26, and 63 licenses and is also a Certified Financial Planner. Matthew is a member of FINRA and specializes in working with a variety of clients, including high net worth individuals, corporations and pension plans. Matthew works with clients on financial planning, portfolio management and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/01/2024 - Present
LPL Financial LLC (NEW HAVEN CT)
CT
07/18/2023 - 05/09/2024
JANNEY MONTGOMERY SCOTT LLC (NEW HAVEN CT)
CT
01/18/2017 - 07/17/2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CO
04/13/2016 - 10/01/2016
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CT
06/08/2006 - 03/03/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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