Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Connor Battle is a financial advisor at Nuveen Securities, LLC, a firm with its main office in New York, NY. Matthew has been in the financial services industry since 2016. Matthew holds a Series 7, Series 63, and SIE license. Matthew is registered with the state of New York and 52 other states. Previously, Matthew was employed with TCG Securities, L.L.C. in New York, NY from 2014 to 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/10/2023 - Present
Nuveen Securities, LLC (New York NY)
NY
10/31/2014 - 05/10/2021
TCG SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 12/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Battle is the right advisor for you? Invested Better is here to help.
