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Matthew Colin Sparks

Northwestern Mutual Investment Services, LLC

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About Matthew Colin Sparks

Matthew Sparks is a financial advisor with Northwestern Mutual Investment Services, LLC, who is registered in Colorado and New York. Matthew has been in the industry since 2001. He is a Series 63, 66 and 7 licensed professional who also holds the SIE designation. Matthew is also a registered representative with Northwestern Mutual Investment Services, LLC. Matthew has experience with a variety of financial services, including referrals to other advisors, investment research, and providing financial planning advice.

Firm Information

Matthew Sparks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Sparks’s Registration & Firm History

CO

01/23/2024 - Present

Northwestern Mutual Investment Services, LLC (Longmont CO)

CO

12/05/2008 - 07/28/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ENGLEWOOD CO)

CO

07/06/2007 - 07/08/2008

PARK AVENUE SECURITIES LLC (CENTENNIAL CO)

CO

04/13/2004 - 05/01/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)

TX

09/12/2001 - 03/04/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 06/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Colin Sparks.
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